Shen, Kenneth

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ARX ADVISORS LIMITED Rep Advising on corporate finance 2005-06-16 2005-09-01
2 Citigroup Global Markets Asia Limited Rep Advising on securities 2003-10-17
Rep Asset management 2003-10-17
Rep Automated trading services 2003-10-17
Rep Advising on corporate finance 2005-03-17
Rep Dealing in securities 2005-03-17
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2003-10-17 2005-03-17

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