Ng, John Wah 伍華安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-01-26 | 2020-09-25 | Rep | Advising on securities | 2013-02-19 | 2020-09-25 | RO | Advising on securities | 2020-09-25 | 2024-07-11 | RO | Dealing in securities | 2020-09-25 | 2024-07-11 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-28 | 2007-09-27 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-10-10 | 2011-08-01 | Rep | Dealing in futures contracts | 2007-11-14 | 2011-08-01 | Rep | Advising on securities | 2009-01-23 | 2011-08-01 |
| 4 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-10-10 | 2007-11-20 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-09-28 | 2007-09-27 |
| 6 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2005-05-05 | 2006-01-21 |
| 7 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2005-05-05 | 2006-01-21 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-03-25 | 2005-05-05 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-05-05 |
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