Liu, Kenneth Kwok Wah 廖國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-08 | 2022-12-31 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-08 | 2022-12-31 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-07-12 | 2007-12-22 |
| 4 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2023-01-06 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-06-01 | 2007-03-08 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-26 | 2007-03-08 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2007-03-08 |
| 8 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2017-05-02 | 2018-03-05 |
| 9 | Rifa Securities Limited | Rep | Dealing in securities | 2017-05-02 | 2018-03-05 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-09-01 | Rep | Automated trading services | 2004-09-01 | Rep | Dealing in securities | 2005-05-18 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2017-02-14 | 2017-04-11 | Rep | Dealing in securities | 2017-02-14 | 2017-04-11 |
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