Ho, Ting Kay 何定錤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2016-12-08 | 2018-02-09 | RO | Asset management | 2016-12-08 | 2018-02-09 |
| 2 | Goldhorse Securities Limited | RO | Advising on securities | 2016-05-10 | 2016-06-30 | RO | Dealing in securities | 2016-05-10 | 2016-06-30 |
| 3 | JVSakk Asset Management Limited | Rep | Advising on securities | 2012-05-02 | 2013-01-15 | Rep | Asset management | 2012-05-02 | 2013-01-15 |
| 4 | Matrix Asset Management Limited | RO | Advising on securities | 2014-06-05 | 2015-04-30 | RO | Asset management | 2014-06-05 | 2015-04-30 |
| 5 | Matrix Securities Limited | RO | Dealing in securities | 2014-08-01 | 2015-04-30 |
| 6 | NEW PROSPECT CAPITAL LIMITED | RO | Advising on securities | 2022-04-13 | RO | Asset management | 2022-04-13 | RO | Dealing in securities | 2022-04-13 |
| 7 | QMIS Asset Management Limited | RO | Advising on securities | 2015-06-02 | 2015-12-22 | RO | Asset management | 2015-06-02 | 2015-12-22 |
| 8 | QMIS Securities Limited | RO | Dealing in securities | 2015-06-02 | 2015-12-22 |
| 9 | SBI China Capital Asset Management Limited | RO | Asset management | 2018-09-04 | 2019-06-01 | RO | Advising on securities | 2019-04-02 | 2019-06-01 |
| 10 | SBI China Capital Financial Services Limited | RO | Advising on securities | 2018-09-04 | 2019-06-01 | RO | Dealing in securities | 2018-09-04 | 2019-06-01 |
| 11 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2019-10-28 | 2019-12-05 | Rep | Asset management | 2019-10-28 | 2019-12-05 | Rep | Dealing in securities | 2019-10-28 | 2019-12-05 | RO | Advising on securities | 2019-12-05 | 2022-03-15 | RO | Asset management | 2019-12-05 | 2022-03-15 | RO | Dealing in securities | 2019-12-05 | 2022-03-15 |
| 12 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-02-01 | 2013-03-25 | Rep | Asset management | 2013-02-01 | 2013-03-25 | Rep | Dealing in securities | 2013-02-01 | 2013-07-15 | RO | Advising on securities | 2013-03-25 | 2013-11-22 | RO | Asset management | 2013-03-25 | 2013-11-22 | RO | Dealing in securities | 2013-07-15 | 2013-11-22 |
| 13 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-05-10 | 2016-06-30 |
| 14 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2008-09-17 | 2010-03-15 |
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