Peza, Charle Ong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-05-05 | 2004-08-10 |
| 2 | HDH ADVISORS (HK) LIMITED | RO | Asset management | 2004-11-25 | 2006-11-30 |
| 3 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | RO | Asset management | 2007-03-07 | 2012-02-29 |
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