Tsui, Yick Ki 徐奕基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | |
| 2 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2004-01-12 | |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on securities | 2004-01-12 | |
| 4 | South China Investment Consultancy (Hong Kong) Limited | Rep | Asset management | 2004-01-12 | |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Asset management | 2004-01-12 | |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Automated trading services | 2004-01-12 | |
| 7 | South China Investment Consultancy (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-12 | |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-04 | |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-16 | 2006-05-08 |
| 10 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-08-17 | 2010-06-23 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-29 | 2010-10-05 |
| 12 | iBest Securities Company Limited | Rep | Dealing in securities | 2010-07-29 | 2010-10-05 |
| 13 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2006-05-08 | 2009-07-18 |
| 14 | iBest Securities Company Limited | RO | Dealing in securities | 2006-05-08 | 2009-07-18 |
| 15 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2010-10-05 | 2011-06-14 |
| 16 | iBest Securities Company Limited | RO | Dealing in securities | 2010-10-05 | 2011-06-14 |
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