Kim, Kyung Duk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-01 | Rep | Advising on securities | 2003-06-01 | Rep | Asset management | 2003-06-01 | Rep | Automated trading services | 2003-06-01 | Rep | Dealing in securities | 2003-06-01 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-09 | 2015-06-15 | Rep | Dealing in securities | 2016-02-05 | 2018-12-19 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-09 | 2015-06-15 | Rep | Dealing in securities | 2015-06-09 | 2015-06-15 | Rep | Dealing in futures contracts | 2016-02-05 | Rep | Dealing in securities | 2016-02-05 |
4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-30 | 2008-04-18 |
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