Richardson, Alan Jack Newman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2007-02-07 | 2008-10-11 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2006-11-15 | 2008-10-11 |
| 3 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-07-25 | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Asset management | 2006-11-14 | Rep | Advising on futures contracts | 2006-06-23 | 2006-11-14 |
| 4 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Asset management | 2003-08-18 |
| 5 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-02-28 | Rep | Asset management | 2013-02-28 |
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