Poon, Herman Kwok Fai 潘國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2007-07-12 | Rep | Asset management | 2007-07-12 | Rep | Dealing in securities | 2007-07-12 |
| 2 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-08-19 | 2015-11-03 | Rep | Asset management | 2015-08-19 | 2015-11-03 | Rep | Dealing in securities | 2015-08-19 | 2015-11-03 | RO | Advising on securities | 2015-11-03 | 2022-12-31 | RO | Asset management | 2015-11-03 | 2022-12-31 | RO | Dealing in securities | 2015-11-03 | 2022-12-31 |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-08-01 | 2015-05-12 | Rep | Asset management | 2013-08-01 | 2015-05-12 | Rep | Dealing in securities | 2013-08-01 | 2015-05-12 |
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