Yip, Wan Wai 葉宏偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | |
2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-09 | |
3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-09 | |
4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-07-05 | |
5 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-11-30 | 2005-11-27 |
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