Lam, Wallace Sze Yiu 林思耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in futures contracts | 2004-06-25 |
| 2 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-04 | Rep | Advising on securities | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in securities | 2004-06-26 |
| 3 | HERMES SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-11-07 |
| 4 | Network Financial Services Limited | Rep | Advising on securities | 2005-12-13 | 2006-06-01 |
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