Khoo, Chiew Cheng 邱秋清

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2011-10-28 2013-04-02
2 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2006-05-16 2006-08-07
RO Advising on securities 2006-08-07 2008-09-29
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-10 2011-07-28
4 UBS SECURITIES ASIA LIMITED Rep Advising on corporate finance 2005-03-24
Rep Asset management 2005-03-24
Rep Dealing in securities 2005-03-24
Rep Advising on securities 2006-04-21

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