Abuali, Hani (SFC:AEK136)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black's Link Capital Limited | RO | Asset management | 2010-01-29 | 2011-05-27 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on securities | 2006-01-17 | Rep | Dealing in securities | 2006-10-04 | Rep | Automated trading services | 2006-04-07 | 2006-10-04 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-01-17 | 2006-10-04 | Rep | Dealing in futures contracts | 2006-01-17 | 2006-10-04 |
| 4 | Mount Kellett Capital (Hong Kong) Limited | Rep | Asset management | 2011-11-30 | 2015-01-31 |
| 5 | Petiole Management (Hong Kong) Limited | Rep | Asset management | 2015-06-16 | 2018-10-02 | RO | Asset management | 2018-10-02 | 2022-03-07 |
| 6 | Polygon Investment Partners HK Limited | Rep | Asset management | 2007-03-02 | 2009-06-01 |
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