Randall Kim, He Shin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2003-08-07 | Rep | Asset management | 2003-08-07 | Rep | Dealing in securities | 2003-08-07 | Rep | Advising on corporate finance | 2009-10-16 | Rep | Dealing in securities | 2004-10-15 | 2009-10-16 |
| 2 | Keefe, Bruyette & Woods Asia Limited | Rep | Advising on corporate finance | 2010-03-03 | 2011-05-19 | Rep | Dealing in securities | 2010-03-03 | 2011-05-19 |
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