Liu, Yan (SFC:BJO206) 劉巘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-02 | 2019-07-26 | Rep | Dealing in securities | 2018-03-02 | 2019-07-26 | Rep | Advising on securities | 2018-06-12 | 2019-07-26 |
| 2 | NFH Corporate Finance Limited | Rep | Advising on corporate finance | 2017-05-17 | 2017-09-06 |
| 3 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2017-05-17 | 2017-09-06 |
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