Shepley, Philippe Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-12 | Rep | Advising on securities | 2004-02-12 | Rep | Automated trading services | 2004-02-12 | Rep | Dealing in securities | 2004-05-31 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-29 | 2006-12-28 |
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