Ho, May Sam 何美心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-04-02 | |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2004-04-02 | |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2004-09-20 | |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2004-04-02 | |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-02-25 | 2016-06-17 |
| 6 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2004-09-20 | |
| 7 | JPMorgan Funds (Asia) Limited | Rep | Asset management | 2004-04-02 | |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-02-25 | 2016-06-17 |
| 9 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2004-09-20 | |
| 10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-02-25 | 2016-06-17 |
| 11 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2016-06-17 | 2022-03-16 |
| 12 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-06-17 | 2022-03-16 |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2016-06-17 | 2022-03-16 |
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