Lee, Ngan Anh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-12-01 | 2011-03-24 | Rep | Dealing in securities | 2009-12-01 | 2011-03-24 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-13 | 2005-08-12 |
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