Sue, Kenneth (SFC:AEL989) 蘇其暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-17 | Rep | Dealing in securities | 2006-03-28 | RO | Dealing in securities | 2006-03-28 | 2006-06-27 |
| 2 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Asset management | 2007-03-15 | 2011-08-31 |
| 3 | Zentrum Capital Advisors Limited | RO | Asset management | 2018-06-05 | 2019-12-02 |
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