Poon, Yuk Ki 潘玉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Asset management | 2009-05-18 | 2009-09-13 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-12-30 | 2007-12-26 | RO | Advising on futures contracts | 2006-05-17 | 2007-12-26 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Asset management | 2005-12-30 | 2007-12-26 | Rep | Dealing in securities | 2005-12-30 | 2007-12-26 | RO | Advising on securities | 2006-04-20 | 2007-12-26 |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2004-01-19 | 2005-10-04 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-01-19 | 2005-10-04 | Rep | Dealing in futures contracts | 2004-01-19 | 2005-10-04 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-01-19 | 2005-10-04 | Rep | Dealing in securities | 2004-01-19 | 2005-10-04 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2009-09-13 |
| 8 | SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2008-04-01 | 2009-09-13 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-08 | 2009-09-13 |
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