Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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|1||Daiwa Capital Markets Hong Kong Limited||RO||Dealing in securities||2004-05-24||Rep||Advising on securities||2008-05-15||2008-10-10||Rep||Dealing in futures contracts||2008-05-15||2008-10-10||Rep||Dealing in securities||2008-05-15||2008-10-10|
|2||DAIWA SECURITIES SMBC (ASIA) LIMITED||RO||Dealing in securities||2004-05-24|
|3||DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED||Rep||Advising on futures contracts||2004-05-24||Rep||Asset management||2004-05-24||Rep||Dealing in futures contracts||2004-05-24|