Mak, Sze Wing 麥思穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance KAB Limited | Rep | Dealing in securities | 2007-06-07 | 2011-08-19 | Rep | Advising on securities | 2008-06-18 | 2011-08-19 |
| 2 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Dealing in securities | 2004-08-10 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-04 | 2007-05-26 |
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