Chin, Lai Heng 陳麗卿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAVEST CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2016-12-16 | 2022-12-16 |
| 2 | DES Asset Management Limited | RO | Asset management | 2015-03-03 | 2016-06-30 |
| 3 | SAIL ADVISORS LIMITED | Rep | Advising on securities | 2009-06-01 | 2009-09-09 | Rep | Asset management | 2009-06-01 | 2009-09-09 | RO | Advising on securities | 2009-09-09 | 2011-01-29 | RO | Asset management | 2009-09-09 | 2011-01-29 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-30 | Rep | Advising on futures contracts | 2009-02-26 | Rep | Advising on securities | 2009-02-26 | Rep | Asset management | 2009-02-26 | RO | Dealing in securities | 2006-05-03 | 2009-02-26 |
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