Grabner, Heinrich 葛侃寧

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AMC Wanhai Securities Limited Rep Advising on securities 2013-12-20 2014-01-27
Rep Dealing in securities 2013-12-20 2014-01-27
RO Advising on securities 2014-01-27 2015-12-18
RO Dealing in securities 2014-01-27 2015-12-18
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2004-05-25
Rep Advising on securities 2004-05-25
Rep Asset management 2004-05-25
Rep Dealing in securities 2004-05-25
3 HELIOS ASSET MANAGEMENT (HK) LIMITED RO Advising on securities 2018-08-20
RO Asset management 2018-08-20
4 SP Securities Limited RO Advising on securities 2016-03-11 2018-01-07
RO Dealing in securities 2016-03-11 2018-01-07
RO Asset management 2017-03-31 2018-01-07
5 Vontobel Asset Management Asia Pacific Limited Rep Advising on securities 2012-10-15 2013-01-14
Rep Dealing in securities 2012-10-15 2013-01-14
Rep Advising on securities 2013-01-16 2013-02-01
Rep Dealing in securities 2013-01-16 2013-02-01
6 Vontobel Wealth Management (Hong Kong) Limited RO Advising on securities 2013-01-14 2013-07-27
RO Dealing in securities 2013-01-14 2013-07-27
7 VP Wealth Management (Hong Kong) Limited RO Advising on securities 2007-09-11 2012-10-03
RO Dealing in securities 2007-09-11 2012-10-03

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