Grabner, Heinrich 葛侃寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HELIOS ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2018-08-20 | |
| 2 | HELIOS ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2018-08-20 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-25 | |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2004-05-25 | |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2004-05-25 | |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-05-25 | |
| 7 | VP Wealth Management (Hong Kong) Limited | RO | Advising on securities | 2007-09-11 | 2012-10-03 |
| 8 | VP Wealth Management (Hong Kong) Limited | RO | Dealing in securities | 2007-09-11 | 2012-10-03 |
| 9 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2012-10-15 | 2013-01-14 |
| 10 | Vontobel (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-15 | 2013-01-14 |
| 11 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2013-01-16 | 2013-02-01 |
| 12 | Vontobel (Hong Kong) Limited | Rep | Dealing in securities | 2013-01-16 | 2013-02-01 |
| 13 | Vontobel Wealth Management (Hong Kong) Limited | RO | Advising on securities | 2013-01-14 | 2013-07-27 |
| 14 | Vontobel Wealth Management (Hong Kong) Limited | RO | Dealing in securities | 2013-01-14 | 2013-07-27 |
| 15 | Fortune Origin Securities Limited | Rep | Advising on securities | 2013-12-20 | 2014-01-27 |
| 16 | Fortune Origin Securities Limited | Rep | Dealing in securities | 2013-12-20 | 2014-01-27 |
| 17 | Fortune Origin Securities Limited | RO | Advising on securities | 2014-01-27 | 2015-12-18 |
| 18 | Fortune Origin Securities Limited | RO | Dealing in securities | 2014-01-27 | 2015-12-18 |
| 19 | SP Securities Limited | RO | Advising on securities | 2016-03-11 | 2018-01-07 |
| 20 | SP Securities Limited | RO | Dealing in securities | 2016-03-11 | 2018-01-07 |
| 21 | SP Securities Limited | RO | Asset management | 2017-03-31 | 2018-01-07 |
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