Roy, Ranodeb
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2006-07-24 | Rep | Dealing in securities | 2007-06-13 | 2007-08-14 | RO | Automated trading services | 2007-08-14 | 2007-11-21 | RO | Dealing in securities | 2007-08-14 | 2007-11-21 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-13 | 2007-10-25 | RO | Dealing in futures contracts | 2007-10-25 | 2007-11-21 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-03-28 | 2008-07-30 | RO | Dealing in securities | 2008-07-30 | 2011-09-02 | RO | Automated trading services | 2010-01-28 | 2011-09-02 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-03-28 | 2008-07-30 | RO | Dealing in futures contracts | 2008-07-30 | 2011-09-02 | RO | Automated trading services | 2010-01-28 | 2011-09-02 |
| 5 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2010-11-30 | 2011-09-02 |
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