Chan, Dennis Kwok Leung 陳國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AAA Securities Co. Limited | RO | Dealing in securities | 2016-11-02 | |
| 2 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Dealing in futures contracts | 2005-10-31 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Advising on securities | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Dealing in securities | 2010-05-11 | Rep | Automated trading services | 2009-11-26 | 2010-05-11 |
| 4 | Hana Asia Limited | Rep | Dealing in securities | 2012-06-20 | 2012-08-24 | RO | Advising on securities | 2012-08-24 | 2014-06-03 | RO | Dealing in securities | 2012-08-24 | 2014-06-03 |
| 5 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-08-10 | 2011-08-22 |
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