Rickards, Andrew Jonathan (SFC:AEO602)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-09-13 | Rep | Advising on securities | 2003-09-13 | Rep | Asset management | 2003-09-13 | Rep | Dealing in securities | 2003-09-13 |
| 2 | Providence Equity Asia Limited | RO | Advising on securities | 2007-08-23 | 2008-05-30 | RO | Dealing in securities | 2007-08-23 | 2008-05-30 |
| 3 | Rothschild & Co Hong Kong Limited | RO | Advising on corporate finance | 2005-04-27 | 2007-04-10 | RO | Advising on securities | 2005-04-27 | 2007-04-10 | RO | Dealing in securities | 2005-04-27 | 2007-04-10 |
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