Milliken, Peter James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-03-11 | 2013-07-13 | Rep | Advising on securities | 2013-03-11 | 2013-07-13 | Rep | Asset management | 2013-03-11 | 2013-07-13 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Advising on securities | 2008-02-01 | Rep | Dealing in futures contracts | 2006-06-08 | 2008-02-01 | Rep | Dealing in securities | 2006-06-08 | 2008-02-01 |
3 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-04-07 | 2012-01-31 |
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