Milliken, Peter James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-13 | |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-13 | |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-02-01 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-08 | 2008-02-01 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-06-08 | 2008-02-01 |
| 6 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-04-07 | 2012-01-31 |
| 7 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-03-11 | 2013-07-13 |
| 8 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on securities | 2013-03-11 | 2013-07-13 |
| 9 | Fidelity Management & Research (Hong Kong) Limited | Rep | Asset management | 2013-03-11 | 2013-07-13 |
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