Hu, Ka Lam 胡嘉林

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCHK Asset Management Limited RO Advising on securities 2010-12-15 2014-04-03
RO Asset management 2010-12-15 2014-04-03
RO Dealing in securities 2010-12-15 2014-04-03
2 First Sentier Investors (Hong Kong) Limited Rep Advising on securities 2006-07-10 2006-09-01
Rep Asset management 2006-07-10 2006-09-01
RO Advising on securities 2006-09-01 2008-12-09
RO Asset management 2006-09-01 2008-12-09
RO Dealing in securities 2006-09-01 2008-12-09
3 FIRST STATE (HONG KONG) LLC Rep Advising on securities 2006-07-10 2006-09-01
Rep Asset management 2006-07-10 2006-09-01
RO Advising on securities 2006-09-01 2007-07-05
RO Asset management 2006-09-01 2008-04-01
4 Income Partners Asset Management (HK) Limited Rep Advising on corporate finance 2005-06-17
Rep Advising on securities 2006-06-23
Rep Asset management 2006-06-23
RO Advising on corporate finance 2005-06-17 2006-06-23
5 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2014-04-15 2019-11-12
6 INVESCO HONG KONG LIMITED Rep Advising on securities 2014-04-15 2017-12-27
Rep Asset management 2014-04-15 2017-12-27
Rep Dealing in securities 2014-04-15 2017-12-27
RO Advising on securities 2017-12-27 2019-11-12
RO Asset management 2017-12-27 2019-11-12
RO Dealing in securities 2017-12-27 2019-11-12
7 VMS Asset Management Limited RO Asset management 2021-03-11 2021-06-09
8 VMS Securities Limited Rep Dealing in securities 2021-03-11 2021-06-09

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