Lo, Kit Ying (SFC:AEQ253) 盧潔瀅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-06 | Rep | Advising on securities | 2004-03-31 | Rep | Asset management | 2006-08-04 | Rep | Dealing in securities | 2004-03-31 | 2006-08-04 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2014-10-09 | Rep | Dealing in securities | 2014-10-09 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2014-10-09 |
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