Liu, William Wai Hing 廖為興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dragon Legend Capital Limited | RO | Advising on securities | 2022-04-20 | |
| 2 | Dragon Legend Capital Limited | RO | Asset management | 2022-04-20 | |
| 3 | Dragon Legend Capital Limited | RO | Dealing in securities | 2022-04-20 | |
| 4 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2005-05-03 | 2005-10-28 |
| 5 | AP Asset Management (HK) Limited | Rep | Asset management | 2005-05-03 | 2005-10-28 |
| 6 | AP Asset Management (HK) Limited | Rep | Dealing in securities | 2005-05-03 | 2005-10-28 |
| 7 | CBH Asia Limited | Rep | Advising on securities | 2018-10-30 | 2021-05-31 |
| 8 | CBH Asia Limited | Rep | Asset management | 2018-10-30 | 2021-05-31 |
| 9 | CBH Asia Limited | Rep | Dealing in securities | 2018-10-30 | 2021-05-31 |
| 10 | Kietex Capital Limited | RO | Advising on securities | 2021-09-06 | 2022-03-01 |
| 11 | Kietex Capital Limited | RO | Asset management | 2021-09-06 | 2022-03-01 |
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