Riley, Daren (SFC:AER313)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-09-10 | Rep | Advising on securities | 2003-09-10 | Rep | Asset management | 2003-09-10 | Rep | Automated trading services | 2003-11-13 | Rep | Dealing in securities | 2003-11-13 | RO | Automated trading services | 2003-11-13 | 2004-03-22 | RO | Dealing in securities | 2003-11-13 | 2006-09-30 |
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