Wu, Wei (SFC:AER431) 鄔煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-12-23 | Rep | Advising on securities | 2006-01-31 | Rep | Dealing in securities | 2006-01-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-04-03 | 2008-09-29 | Rep | Dealing in futures contracts | 2006-04-11 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-02-05 | Rep | Dealing in securities | 2008-10-10 | 2009-02-05 |
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