Lam, Simon Yee-Kai 林以佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2010-03-23 | 2011-05-20 | Rep | Asset management | 2010-08-27 | 2011-05-20 |
| 2 | Evercore Asia Limited | Rep | Dealing in securities | 2018-08-27 | 2018-10-16 | RO | Dealing in securities | 2018-10-16 | 2023-04-18 |
| 3 | Greenhill & Co. Asia Limited | RO | Dealing in securities | 2012-10-31 | 2018-07-22 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-12-12 | 2009-03-17 | RO | Dealing in securities | 2009-03-17 | 2010-02-23 |
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