Uebelein, Kevin Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PGIM (Hong Kong) Limited | RO | Advising on securities | 2006-02-17 | 2008-04-11 | RO | Dealing in securities | 2006-02-17 | 2008-04-11 |
| 2 | Pyramis Global Advisors (Hong Kong) Limited | RO | Advising on futures contracts | 2008-12-11 | 2012-03-29 | RO | Advising on securities | 2008-12-11 | 2012-03-29 | RO | Asset management | 2008-12-11 | 2012-03-29 | RO | Dealing in securities | 2008-12-11 | 2012-03-29 |
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