Chu, Ian Chi Ho 朱智豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-06-25 | 2005-06-02 |
| 2 | LXL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-11-15 | 2008-09-30 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-06-23 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2009-04-07 | 2010-01-18 |
| 5 | SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2012-03-30 | 2012-09-13 |
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