Kwan, Ling Wah 關令華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LIS Investment Services Limited | Rep | Advising on securities | 2009-03-25 | 2010-12-20 |
| 2 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2015-04-08 | 2016-10-27 | Rep | Asset management | 2015-04-08 | 2016-10-27 | Rep | Dealing in securities | 2015-04-08 | 2016-10-27 | RO | Advising on securities | 2016-10-27 | RO | Asset management | 2016-10-27 | RO | Dealing in securities | 2016-10-27 |
| 3 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2005-02-14 | Rep | Asset management | 2005-02-14 | Rep | Automated trading services | 2007-06-04 | Rep | Dealing in futures contracts | 2009-01-19 |
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