Ngai, Lai Wah 倪麗華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-08-30 | Rep | Advising on securities | 2005-07-15 | 2008-06-30 | Rep | Asset management | 2005-07-15 | 2008-06-30 | Rep | Dealing in securities | 2005-07-15 | 2008-06-30 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2008-06-30 | Rep | Asset management | 2008-06-30 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-26 | 2008-06-30 |
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