Kim, Yong Moon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2017-04-06 | 2017-05-09 | Rep | Asset management | 2017-04-06 | 2017-05-09 |
| 2 | China Pinnacle Equity Management Limited | RO | Asset management | 2017-12-13 | 2019-01-25 | RO | Advising on securities | 2018-12-20 | 2019-01-25 |
| 3 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2019-06-25 | 2019-08-19 | Rep | Asset management | 2019-06-25 | 2019-08-19 | RO | Advising on securities | 2019-08-19 | 2023-02-22 | RO | Asset management | 2019-08-19 | 2023-02-22 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2005-07-05 | 2007-06-01 | RO | Asset management | 2005-07-05 | 2007-06-01 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2017-05-09 | 2017-07-03 | RO | Asset management | 2017-07-03 | 2017-12-08 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-05-09 | 2017-07-03 | RO | Advising on securities | 2017-07-03 | 2017-12-08 |
| 7 | Tandem Investors Limited | RO | Advising on securities | 2014-12-24 | 2017-01-13 | RO | Asset management | 2014-12-24 | 2017-01-13 |
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