Duan, Hongyu (SFC:AEW345) 段紅宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2009-02-09 | Rep | Dealing in securities | 2009-02-09 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-23 | 2009-02-09 |
| 3 | PIMCO Asia Limited | Rep | Advising on securities | 2010-03-10 | 2011-05-05 | Rep | Asset management | 2010-03-10 | 2011-05-05 | Rep | Dealing in securities | 2010-03-10 | 2011-05-05 |
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