Luk, Man To 陸文滔

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Amrita Capital Limited (b2015-08-24) RO Advising on securities 2017-02-16 2020-10-27
RO Asset management 2017-02-16 2020-10-27
2 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2007-01-30 2010-11-18
Rep Dealing in securities 2007-01-30 2010-11-18
3 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-11-29
Rep Asset management 2004-11-29
Rep Dealing in futures contracts 2006-03-27
4 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-02-04 2006-03-27
5 BOCI SECURITIES LIMITED Rep Advising on securities 2020-11-06
Rep Dealing in futures contracts 2020-11-10
Rep Dealing in securities 2020-11-10
6 China Angel Fund Management (HK) Company Limited Rep Advising on securities 2012-02-08 2012-09-17
Rep Asset management 2012-02-08 2012-09-17
RO Advising on securities 2012-09-17 2017-01-16
RO Asset management 2012-09-17 2017-01-16
7 Morgan Stanley Asia Limited Rep Automated trading services 2006-04-03 2007-01-23
Rep Dealing in securities 2006-04-03 2007-01-23
8 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2006-04-03 2007-01-23
Rep Dealing in futures contracts 2006-04-03 2007-01-23
9 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2006-04-03 2007-01-23
10 PARIBAS ASIA EQUITY LIMITED Rep Advising on corporate finance 2004-08-03
Rep Advising on securities 2004-08-03
Rep Asset management 2004-08-03
Rep Dealing in securities 2006-03-27

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