Lau, Wing Sin 劉永善
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2013-05-16 | 2015-05-23 | Rep | Dealing in securities | 2013-05-16 | 2015-05-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-28 | 2011-04-06 | Rep | Dealing in securities | 2008-08-28 | 2011-04-06 | Rep | Advising on futures contracts | 2012-06-21 | 2013-02-08 | Rep | Dealing in futures contracts | 2012-06-21 | 2013-02-08 |
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