Fung, Siu Ping 馮小平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-07-07 | 2018-10-05 | Rep | Dealing in securities | 2017-07-07 | 2018-10-05 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-10-10 | 2004-02-24 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-10-10 | 2004-02-24 | Rep | Dealing in securities | 2003-10-17 | 2004-02-24 |
| 4 | FT Securities Limited | Rep | Advising on corporate finance | 2003-09-19 | Rep | Advising on securities | 2003-09-19 | Rep | Asset management | 2003-09-19 | Rep | Dealing in securities | 2003-09-19 |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-09-19 | Rep | Asset management | 2003-09-19 | Rep | Dealing in futures contracts | 2003-09-19 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-10-17 | 2017-04-07 |
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