To, Diana Lai Man 杜麗雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-10 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-10 | |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-09-21 | |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-09-21 | 2009-02-11 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-09-21 | |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-21 | 2009-02-11 |
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