Fung, Yuen Fun 馮婉芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2007-02-07 | 2007-05-11 | Rep | Dealing in securities | 2007-02-07 | 2007-05-11 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
| 3 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2013-10-29 | 2022-01-03 | Rep | Dealing in securities | 2013-10-29 | 2022-01-03 |
| 4 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2023-05-23 | |
| 5 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2011-10-19 | 2013-07-26 | Rep | Dealing in securities | 2011-10-19 | 2013-07-26 |
| 6 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-05-16 | 2009-07-14 |
| 7 | OppenheimerFunds International Distributor Limited | Rep | Advising on securities | 2003-12-19 | 2006-12-31 | Rep | Dealing in securities | 2003-12-19 | 2006-12-31 |
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