Lai, Stella Ching Ying 賴靖瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-03 | |
| 3 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-03 | |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-03 | |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-07-14 | |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-14 | |
| 8 | Sino Suisse Capital (Hong Kong) Limited | Rep | Advising on securities | 2023-05-29 | 2023-10-11 |
| 9 | Sino Suisse Capital (Hong Kong) Limited | Rep | Asset management | 2023-05-29 | 2023-10-11 |
| 10 | Sino Suisse Capital (Hong Kong) Limited | Rep | Dealing in securities | 2023-05-29 | 2023-10-11 |
| 11 | Sino Suisse Capital (Hong Kong) Limited | RO | Advising on securities | 2023-10-11 | 2023-12-20 |
| 12 | Sino Suisse Capital (Hong Kong) Limited | RO | Asset management | 2023-10-11 | 2023-12-20 |
| 13 | Sino Suisse Capital (Hong Kong) Limited | RO | Dealing in securities | 2023-10-11 | 2023-12-20 |
| 14 | SW Capital Management Limited | Rep | Advising on securities | 2024-03-20 | |
| 15 | SW Capital Management Limited | Rep | Asset management | 2024-03-20 |
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