Yeun, Sin Yee 印倩怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-06-11 | Rep | Advising on securities | 2017-05-02 |
2 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-08 | 2008-10-31 |
3 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2011-10-12 | 2011-11-02 | RO | Dealing in securities | 2011-11-02 | 2012-07-18 | Rep | Dealing in securities | 2012-07-18 | 2013-01-29 |
4 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2010-08-02 |
5 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-08 | 2015-06-01 |
6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-14 | 2015-06-01 |
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