Yeun, Sin Yee 印倩怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2017-05-02 | |
2 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-08 | 2015-06-01 |
3 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-08 | 2008-10-31 | WIN WONG SECURITIES LIMITED | Rep | 2009-04-27 | 2010-08-02 | Hongkong Bay Securities Limited | Rep | 2011-10-12 | 2011-11-02 | Hongkong Bay Securities Limited | RO | 2011-11-02 | 2012-07-18 | Hongkong Bay Securities Limited | Rep | 2012-07-18 | 2013-01-29 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 2013-02-14 | 2015-06-01 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 2015-06-11 |
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